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INSTITUTIONALISED
WAR
- Individual
aggression, intergroup aggression, and international war as discussed
here must be seen as points on a continuum of increasing complexity,
with many intermediates. Over time, from the Greek wars to World War II,
there has been an increase in complexity, in the diversity of the roles
of those involved, in the destructiveness of the weapons, and in the involvement
of the civilian population (Pogge
von Strandmann. 1991). And in the twentieth century, there have been
all intermediates between tribal conflict in New Guinea to near-global
war. The continuing violence in the Basque country and in Northern Ireland
have the characteristics of inter-group conflict, while the recent conflicts
in Rwanda and in the former Yugoslavia come closer to international war.
The extreme of the continuum from individual aggression to international
war can be distinguished by three criteria:
- First, international
war involves conflict between societies, each of which is itself complex
and consists of many overlapping groups. Any negotiations between potential
combatants take place not between unified nation states but between large
bureaucracies representing diverse interests (Druckman
& Hopmann. 1989). Indeed maintaining the integration of the groups
within each side of the conflict may be a major preoccupation for leaders.
- Second, the
role of leaders is paramount, both political leaders and military leaders
at every level.
- Third, and
most importantly, international war is best seen as an institution. The
concept of institution perhaps needs some elaboration here. In our society,
marriage is an institution, with husband and wife as constituent roles.
Each role has certain rights and duties associated with it. Parliament
is an institution, with a large number of constituent roles — prime minister,
ministers, members of Parliament, members of the voting public, and so
on. Again, the incumbents of each role have certain duties that they are
expected to perform, and certain rights consequent upon their roles. In
the same way, war must be seen as an institution with a large number of
constituent roles, those of politicians, generals, officers, soldiers,
munitions workers, transport workers, air raid wardens, doctors, nurses,
and many others. Indeed, virtually every member of the civilian population
may come to have a role in total war. Each role is associated with its
particular rights and duties, and it is the individuals' duties in the
roles that they occupy in the institution of war that primarily motivates
their behavior. Satisfaction in duty well done contributes to self-esteem.
The motivations that are responsible for individual aggression play little
part in total war. Hope of material gain is unimportant, at any rate amongst
the combatants. Hope of increasing the status that the institution of
war can confer with promotion or decoration may play a minor role. Fear
is certainly an issue, and can contribute to defensive aggression, though
the excessive arousal associated with fear reduces military efficiency
(Marshall, 1947). The issues involved in the formation and dynamics of
groups, discussed in the last section, are of course relevant at every
level in the complex organization of societies at war. Loyalty to and
a tendency to cooperate with comrades may be a major issue, though this
is to be seen as part of the combatant's duty. But aggressive motivation
is seldom an important issue in international war, and when it is, as
at My Lai, it is often not condoned. It is most likely to be important
in short-term interactions, especially in religious and ethnic wars, but
the primary motivation stems from duty associated with the role occupied
in the institution of war. International war may cause aggression, but
aggressiveness does not cause war.
As we have seen, most analyses of the causes of war focus on societal,
socio-cultural or economic factors. Psychological issues, other than perhaps
the personalities of the leaders, are seldom mentioned. But such approaches
neglect an important issue: rational appraisal, historical knowledge,
and personal experience all testify to the horror of war, yet wars continue
to happen. Thus, for reasons which must surely be sought, wars remain
an acceptable way of solving conflicts. This must be due to powerful forces
that support the institution of war.
These factors that make war acceptable to the individuals who take part,
or who support the institution of war in other ways, can be grouped into
three categories;
1.
The background of everyday life. Many
of those who go to war expect something quite different from the reality
(Brodie,
1990; Mosse, 1990). Their expectations stem in part from everyday
matters.
- (a)
Common Speech.
In recent years,
efforts made to remove sexisms from everyday speech have met with some
success. As yet, there has been little attempt to remove "warisms." Yet
it can be argued that phrases such as "getting dug in," "putting your
head above the parapet," or "outflanking your rival," and even such rallying
cries as "war on want" or "fighting disease," may be as insidious in maintaining
the acceptability of war as sexisms have been seen to be in perpetuating
sex discrimination. Particularly noteworthy is the way in which militaristic
comparisons are used to refer to valued activities — "behaving honourably,"
with honour being frequently seen as a military quality: "life is a battle"
or "never give in to defeat." Even if the use of sexisms and warisms is
merely a symbol of the status quo, recognising them for what they are
may serve to raise consciousness about the issues.
- (b)
Sanitization.
In writings about war the horrors are often sanitised and the combatants
ennobled. In World War I the use of "high diction" helped to conceal the
reality of war, the "dead" becoming the "fallen," "other soldiers" becoming
"comrades," and so on (Fussell,
1975). Books and films (e.g. Winter,
1991) about war, with certain honorable exceptions, similarly censor
the horror and emphasize heroism; show the triumph of victory, but not
the desperation of defeat; the drama of conflict, but not the agony of
slow death; the bravery of the survivors, but not the long-term loss of
the bereaved. As the popularity of television violence shows, people seek
imagined violence, and one must suppose that the positive effect may be
generalized to real life.
- At the same time,
war may be trivialised by kitsch (Mosse, 1990). Shell cases used as umbrella
stands, cigarette lighters in the shape of guns, board games on militaristic
themes, tin soldiers and the like reduce war to pleasant nostalgia. Worse
still, some writers manage to find positive virtue in the fact of war.
Mansfield
(1991, p. 161) writes "The aesthetic experience of the sublime on
twentieth century battlefields makes sense emotionally, if only temporarily,
of our mechanistic and anomic way of life." It has also been suggested
that, while heroic myths have inspired men to fight, anti-war myths can,
perversely, romanticise it (Hynes,
1997). As another example, it has been argued that the paintings and
etchings of the German war artist Otto Dix show not only its horrors but
also a reverence for war as a cosmic principle (see critique by Midgley,
1994). To most of those familiar with the stark immediacy of Dix's
work, it must seem that any such ambiguity must lie in the eye of the
post-war beholder.
- (c)
Education.
In 1974, UNESCO
recommended that member states should foster education for peace, but
this has been largely disregarded. Finland, among very few countries,
has tried to implement it. History, at least at the elementary level,
is often taught as a history of wars and conquests and military values
are espoused (Hinde
& Parry, 1989).
- (d)
War Toys.
War toys in
countries at peace introduce children to the idea of war, capitalizing
especially on the attractiveness of mechanical devices for boys. They
help to create the impression that war is a normal activity in which most
adults indulge.
- (e)
The Macho Ideal.
Men tend to
display physical aggression more than women. Many aspects of risk-taking
behavior, including physical aggressiveness, are on average more frequent
in men than in women, rising to a peak in the late teens or early twenties,
and there is much evidence that the difference is biologically based.
But biological propensities interact with social influences in the development
of aggressiveness, and it is perhaps a form of sexual rivalry (perhaps
stemming from childhood experience, Dinnerstein,
1976) that leads men to see war as a specifically male business: "No
real man would want a woman to fight his battles." Recently, there has
been much discussion as to the part that women should play in war. Against
their involvement it has also been argued that male troops would over-protect
women on their own side, and rape those on the other, leading to a breakdown
of discipline. Countering this and other arguments that are sometimes
used, Mansfield
(1991) points out that the feminine qualities of tact and of understanding
in personal relationships are important in good leaders (see above), and
that female biology is less of a cost than the propensity of men to get
drunk or become addicted. However, the important issue is not whether
women are as efficient at fighting a modern war, but whether the claim
that war is a masculine prerogative makes war more likely when men are
the decision makers, as is usually the case. Women tend to value peace
more highly than do men, yet seldom participate in the decision-making
processes that determine whether or not war shall occur (Pulkkinen,
1989; Ruddick,
1989). Those women who do reach positions of power often do so by
virtue of masculine characteristics.
- (f)
Individual Narrative Construction.
We all construct
narratives of our lives that tend to accord with current experience, but
those narratives may have a rather tenuous connection to historical fact
(e.g. Harvey,
Agostinelli & Weber, 1989). It is probably the majority who forget
or underplay the horror and remember the camaraderie, constructing personal
narratives that both justify and glorify their participation. No doubt
psychological defence mechanisms operate. And those for whom reality remains
central often keep it to themselves.
2.
Pervasive cultural factors. Contributing
to, and enhanced by, the everyday factors are aspects of the socio-cultural
structure that affect the orientation of individuals.
- (a)
National Characteristics.
Nietzsche saw
the life of the warrior as epitomizing human life at its best; he had
a not inconsiderable influence in central Europe. Some countries have
a long record of belligerence; others, such as Switzerland, of neutrality.
These national characteristics are perpetuated through the socio-cultural
structure and propaganda. However, some such as Sweden have changed from
being a warlike nation to being a peaceful one.
- (b)
Religion. Surveying
world religions, Thompson
(1988) found that while virtually all have talked peace, religion
has often supported an "us versus them" attitude. Many wars have been
characterised as holy wars, and in nearly all wars religious imagery is
recruited to justify the nationalistic cause. In the World Wars, the slogans
"Gott mit uns" or "In God we trust" were used by both sides. Atheistic
societies may substitute the sanctification of the system for a deity,
as with the USSR and Communism.
- The relation between
the Christian religion and war has been a complex one. The Old Testament,
concerned with what were effectively tribal conflicts, is full of bloody
battles. In the Christian Church the believer is portrayed as a soldier
"fighting the good fight," and the Book of Revelations makes extensive
use of the imagery of war and death. Nevertheless, the early Christians
were essentially pacifists and accommodated to militarism only in the
4th Century, when the Emperor Constantine was converted to Christianity.
This posed a problem, and Saint Augustine, attempting to justify the contradiction,
provided a moral justification for Christian participation in war with
the concept of the "Just War" (Santoni,
1991;Teichman,
1986). A war was considered "just" if it was necessary to avenge injury
or to maintain earthly justice. The Just War tradition thus legitimated
at least some wars, and the flexibility of its criteria, adjusted to meet
political aspirations and the indiscriminate nature of modern weapons,
has helped to maintain the institution of war over the centuries.
- In the two World
Wars, each side used Christian imagery to make war appear acceptable and
necessary. Particularly potent has been the equation of death in war with
Christ's sacrifice on the Cross. "Greater love hath no man than this.
. ." is proclaimed on many war memorials. Often, a sword is superimposed
on the cross in military cemeteries or memorials. The close relations
between the perception of Christ's death on the Cross and death in battle
have been demonstrated by Mosse (1990) and by Sykes
(1991). Christ's death is portrayed as a sacrifice, and the ritual
celebrating it is referred to as the Eucharistic sacrifice. Death in war
is referred to in similar terms; for instance, one propaganda poster showed
a dead soldier with a neatly sanitized bullet hole in his forehead lying
at the foot of the Cross. As Mosse (1990, p. 35) puts it, "The fallen
were made truly sacred in the imitation of Christ." Hitler similarly used
the language of sacrifice to inspire the German people to tolerate losses
for the sake of the German Volk. Sykes
(1991, p. 97) is at pains to point out the many positive contributions
that the Christian religion has to make, including the "command to love
the enemy" (to resist their depersonalisation, that is).
- Other religions have
had even more devastating effects in fueling the institution of war. Watson
(1995, p. l67), analysing statements of soldiers from the Arab-Muslim
world and from Northern Ireland, points out that "The fighter's language
blurs the boundaries of the sacred-secular and religion-politics by describing
and locating temporal concerns within a religious framework." Fighting
for the just cause of a new sociopolitical system is defined in terms
of religious belief, personal identity, and political conviction.
- (c)
International Law.
The Just War
tradition is at the basis of modern international law as it pertains to
war. The law distinguishes between the right to go to war and conduct
in war once it has started. The former has been largely disregarded in
recent centuries, so that the right to go to war became almost unrestricted.
After the first World War, some restrictions were placed on this right.
After the second, the United Nations Charter ruled that the use of force
for settling international disputes should be the prerogative of the United
Nations, except in the case where a state was the victim of an armed attack.
Recent history demonstrates the limited effectiveness of this ruling.
However, in its concern with the conduct of war, international law seeks
to protect basic human rights. The effectiveness of the International
Court of Justice remains to be demonstrated; we hope for its success,
but also that success will not be taken as an indication that war can
now be "clean" and thus permissible.
- (d)
Propaganda.
Seen from a
distance, the most amazing thing about modern war is that individuals
are willing to join up, to make sacrifices, and even to give up their
lives when they go to war. Others work long hours or abandon their careers
in order to support a war effort. All who have been to war, even all those
who have been alive in a country at war, must be aware of its horrors,
yet somehow the message does not get through. One must ask, what is it
that gives recruits this false picture of war?
- Part of the explanation
lies in the way in which national traditions, religious beliefs, and current
situational demands are channeled into nationalism. It is helpful here
to distinguish between patriotism, involving love for one's country, and
nationalism, involving attitudes of superiority or a need for power over
other national groups. Feshbach
(1991; Kosterrnan
& Feshbach, 1989) showed that these attitudes, though positively
correlated with each other, can be distinguished. In research carried
out in the USA during the Cold War era, they found that individuals scoring
high on nationalism in a questionnaire were more hawkish about nuclear
weapons, but less willing to risk their lives for their country, than
those scoring high on patriotism. This is in harmony with distinctions
that have been made in studies of the dynamics of groups (Brewer &
Brown, in press). Discrimination between in-group and out-group may arise
from enhanced favoritism to in-group members without any change in effect
on others, or from enhanced denigration of those seen as different from
oneself; or finally from perceived inter-group competition. Apparently,
patriotic individuals are higher on susceptibility to the first, nationalistic
individuals to the second, and a war situation inevitably involves the
third.
- That, however, merely
puts the question one stage back: what is it that maintains these patriotic/nationalistic
attitudes? Because the two are related, forces that maintain patriotism
may also maintain nationalism. Naturally and properly, cultural beliefs
and love of one's country must be maintained. Cultural diversity is to
be valued in its own right — a uniform Coca-Cola culture is not an acceptable
prospect. Unfortunately, customs like saluting the flag and playing the
national anthem enhance not only love of one's own country but also (though
perhaps to a lesser extent) comparison with and denigration of others.
The balance between the two depends, of course, on the context of the
ceremony, the precise way in which it is carried out, and the wording
of the anthem.
- The psychological
bases of patriotism/nationalism have already been implied. Patriotism
contributes to an individual's social identity (see above), to individuals
seeing themselves as members of their country. In times of actual or impending
war, propaganda increases social identity at the expense of individual
identity. Integration of the in-group is augmented by patriotic symbols
such as flags and by the ritual of parades and ceremonies. In military
units a familial type of unity may be fostered. On a broader canvas, the
country may be seen as the Fatherland or Motherland, and other soldiers
as brothers-in-arms. Indeed Johnson
(1986,1989) has suggested that patriotism depends on an unconscious
perception of fellow countrymen as kin, and is therefore parasitic on
a biological propensity to help related individuals. Animal and human
data support the view that familiarity does augment attraction to other
individuals (Bateson,
1980; Zajonc,
1968). It is also likely that natural selection has acted to promote
group solidarity independently of questions of relatedness (Krebs
& Davies, 1981). In either case, both processes of socialisation
and social rituals, especially militaristic ones, would act to augment
the effect.
- In time of war, the
balance is swung towards nationalism. The threat posed by the enemy becomes
a threat to individuals' social identities. Categorization of the enemy
as such readily leads to stereotyping and prejudice. An individual who
is seen as a member of a category is seen as imbued with the stereotypical
qualities of that category (Hamilton
& Trolier, 1986), and those qualities are seen as (to different
extents) associated with each other. Individuals high and low on prejudice
differ in the extent to which stereotypical attributes are associated
with the category label (Lepore
& Brown, in press).
- Nationalism involves
and is augmented by denigration of the enemy. Thus in propaganda the enemy
is portrayed in a number of ways that are calculated to augment hostile
feelings towards him (Wahlstrom,
1987; Keen,
1991). A variety of human propensities are exploited. Most frequently
the enemy is portrayed as an aggressor and therefore to be blamed for
the conflict and to be feared and resisted. The blame may be augmented
by an implied association between the enemy and evil; he may even be portrayed
as the Devil or as Anti-God. The culpability of the enemy, as well as
his fear-evoking properties, are sometimes augmented by portraying him
as a barbarian, supporting an anti-culture, or as greedy, trying to acquire
what is not his. Racism is readily recruited to aid the denigration of
the enemy. This is familiar enough to Westerners from the differences
between the portrayal by the Allies of the Germans and the Japanese even
before the savagery of the Pacific war. Reciprocally, the Japanese saw
the war as "just revenge for decades of condescension and discrimination
by the 'white' powers, whose 'demonic' nature was shown by the mutilation
of Japanese war dead and the systematic bombing of urban areas in both
Europe and Japan" (Dower,
1986, p. x).
- The strangeness of
the enemy conveyed in such images also has fear-evoking properties which
again play on basic human propensities. Infants start to show fear of
strangers in the second half of the first year (Bronson,
1968), and this may persist in some degree throughout life. Fearsomeness,
as well as the culpability of the enemy, is also conveyed by showing the
enemy as criminal, anarchic, a terrorist, and even as a torturer and rapist.
There is, of course. a need for balance here, as he must not be shown
as invincible.
- Humans do not
readily kill other humans, and in some tribal warfare killing is often
limited, especially in formal battles as opposed to raids and ambushes
(Lewis,
1995). In modern war this inhibition against killing may be less important
if, as is often the case, the enemy is unseen and at a distance. The area
bombing in Europe and Asia, the use of atomic weapons, and the use of
defoliants and napalm by the USA in Vietnam, epitomize the issue. But
modern war still sometimes involves hand-to-hand combat, and the inhibitions
against killing may then be overcome by fear or under conditions of long-term
experience of frustration and danger (Lifton,
1973). Some aspects of enemy images are also important here. The culpability
of the enemy allows the soldier to see killing as justified, and portrayal
of the enemy as beast, reptile, or germ legitimizes his extermination.
Killing is also justified by making war an expression of social solidarity
in defense of homes, religion, or way-of-life. This readily leads to conscientious
objectors being seen as traitors.
- Most of the images
used in propaganda symbolise the enemy as an individual, whether human
or non-human. This immediately reduces the conflict to terms comprehensible
to the individual. But with the increasing impersonality of modern war,
the enemy is sometimes depersonalised and portrayed merely as a weapon
— a bomber or a nuclear missile. This again provides respectability for
aggression against him. War may even be referred to as a computer game.
There is perhaps here an echo of the much earlier tradition of war as
a chivalrous conflict between heroes, as seen in contests between knights
or samurai.
- One important issue
about such propaganda is that, by showing the enemy as barbaric, evil,
greedy and so on, it is at the same time saying that we are righteous
and civilized, and thus bolstering the self-image by contrast with the
other-image. Depictions of the enemy may serve self-interest in other
ways. In the 9th to 12th centuries, Irish writers portrayed the marauding
Vikings not only as aggressive and rapacious but also as desecrators of
the sacred, as barbarians capturing innocent women and causing monks to
break their vows, as surpassing beasts in savagery, and as utterly uncivilised
(Ni
Mhaonaigh. 1977). The aim appears to have been not so much (or not
only) to induce antagonism to the enemy, but rather to advance the interests
of the literati, who were mostly monks. The enemy were seen as providing
retribution for inadequate religious observance, or were used to provide
an opportunity for glorifying their own kings for vanquishing such foes.
3.
War as an Established Set of Institutions.
While so far
we have treated war as an institution with a large number of constituent
roles, that is an over-simplified picture. With modern war, we have
to do with an established set of nested institutions. Eisenhower
(1961) called attention to the danger that the massive armaments
industry created in the USA, together with the military establishment,
would come to wield an unwarranted influence throughout the nation.
He referred to the military-industrial complex, but it is perhaps even
more appropriate to speak of the military-industrial-scientific complex.
Each corner of this complex is to be seen as itself a nested set of
interrelated institutions. Each, if unrestrained, is self-enhancing
and self-perpetuating, leading to greater arms production and greater
emphasis on the acceptability and respectability of war.
This was well demonstrated during the Cold War era. At the military
corner of the triangle, the competitive force of inter-service rivalry
was a powerful force: for instance, in the 1960's the Navy and Air Force
of the USA competed to develop their own strategic counter-force weapons,
and worst-case assumptions about Soviet intentions allowed for no restraints.
Turning to the science corner, the arms race in the Cold War was due
as much to the science-induced pull of technical advance as to democratic
political decisions, and defense spending came to play a major role
in the country's academia. Finally, industry had its own goals and its
own interests at stake. The long lead-time necessary for the development
of new weapons placed arms contractors in a strong bargaining position,
for the government could not allow a contract, once placed, to fail.
Furthermore, it is in the interests of both the military and industry
that weapons should be sold to other countries, as thereby the unit
cost is reduced. Without the arms trade by industrialized countries,
many of the wars elsewhere would at least have been less bloody and
perhaps would not have occurred (for fuller discussion, see Prins
et al., 1983).
Each of these three sub-institutions has its own internal organization
with appropriate sets of roles, and the incumbents of each have rights
and duties appropriate to their roles. But there is one factor in common
to each member of the military-industrial-scientific triad — the career
ambitions and inertia of the individuals involved. This is no doubt
augmented in many cases by feelings of loyalty and patriotism, themselves
augmented in turn by long-term patriotic traditions and propaganda.
But military careers depend on the possibility of winnable war, scientists'
careers can be made by military research, and industrialists and their
shareholders inevitably have financial goals.
CONCLUSION
- Psychology
has
contributed in many ways to the understanding of war, even though the
major part of the research has focused on how to conduct wars efficiently.
This paper is concerned with the ways in which psychology reveals mechanisms
that make war acceptable to those who take part, in spite of its horrors.
It involves sketches of the factors involved in violence at three levels
of social complexity. The importance of individual aggressiveness decreases
along the continuum from individual aggressiveness through mob violence,
ethnic and religious wars, to modern institutionalised war, while the
importance of group processes and of institutionalisation increase. The
factors that contribute to support war as an institution include everyday
background factors (e.g., books, films), pervasive cultural factors (national
traditions, some uses of religion, propaganda). and the military-industrial-scientific
complex.
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