|
|
Augustine's
famous distinction between the City of God and the City
of Man has been re-worked in many ways.
George Bush and Tony Blair certainly are not the only ones to think that
we are caught up in a global struggle between good and evil, or to suppose
that this transcendent struggle is immanent in everyday life. Nor is such
thinking confined to the religiously minded. Since the eighteenth century,
the great secular ideologists of modernity -- liberal and socialist, progressive
and conservative, anarchist and statist, humanist and post-humanist --
have posed the most urgent problems within an Augustinian frame.[1] They
tell us that there is an immanent, widely suppressed, but potentially
transcendent "good," faced with an omnipresent evil that can
somehow be overcome or contained by those who commit themselves to the
struggle against it.
Apocalyptic in tone, universalistic in aspiration, reductionist in analysis,
often violent in practice, this onto-theological politics gathers us all
in from time to time. Those reared in the monotheistic cultures of Christianity,
Judaism, and Islam may be particularly vulnerable to the appeal of such
a politics, but there are many signs that people from other cultural backgrounds
feel the pull of it as well.[2] In this context, it is particularly important
to explore other ways of thinking, which are not so apocalyptic, universalistic,
reductionist, or violent. There is no easy way of escaping Augustine's
clutches, but his grip can be loosened.
My suggestion is
simple: that we take Augustine's central figure, the
city, much more seriously as an analytical and political focus.
Considered on its own terms -- that is, as the form of order implicit
in urbanism as a way of life[3] -- the city transcends its place as
a subordinate entity within a particular state. Even ordinary cities
now have global reach, and the greatest of them function as command
centres for the global economy.[4] Cities are key switching points for
globalizing cultures and organizational centres for social, political,
and religious movements. Moreover, cities are connected to one another
in a way that gives form and meaning to the idea that we all now live
in a single "global city," within which a global economy is
organized and a global politics played out.[5] The city as the embodiment
of urbanism as a way of life is not a merely local political entity.
Nor can it be identified with the ancient ~polis~, which is the model
for the modern republic. No particular city is self-contained. Nor is
there a singular order to the city. A city is multiply networked and
diversely ordered, internally and externally.[6] Most importantly, there
is no sovereign centre to the urban way of life locally or globally.
Forms of order (and hence centres of power) proliferate within and between
cities. They do not remain stable. Whereas the state is characterized
by sovereignty,
cities are characterized by complicated practices of government and
self-government, which overlap and modify one another. These practices
work against any monopoly of authority. As such they can neither redeem
us from evil nor lead us to glory. Neither human nor divine sovereignty
is on offer. The global city may enable us to govern and express ourselves
in various ways, but the terms are always limited by the freedom of
others.[7]
It is the absence
of sovereignty within the city as city that has deflected the attention
of political theorists from it. Political theorists have allowed others
to conceptualize the city socially, culturally, and economically, but
they themselves have failed to work out what the city is as a form of
political order. In my view, that form is one that relates distinct
practices of government and self-government to one another by means
other than sovereignty. It is not that claims to sovereignty are unknown
within the global city or particular cities. On the contrary, such claims
are common, and sometimes seem productive. But, practices of government
and
self-government develop independently, and modify the impact of any
effort to impose order by sovereign authority. Although we are trained
to think of political authority as singular (that is, as something that
flows from a sovereign centre), close attention to the reality of cities
reveals something different. Multiple authorities are the rule, not
the exception. Some of these authorities pretend not to be political,
because that gives them more autonomy in relation to the ostensible
sovereigns. (Business corporations are an obvious example, but there
are many others.) Whatever the case, the
field of government and self-government -- and hence the field of politics
within the city, globally and locally -- is likely to be occupied by
a variety of authorities that contend with one another, cooperate at
times, seek to be autonomous, and work to impose their will in various
ways. When cities work, in the sense that they provide reasonably congenial
conditions of life for people, that is because of the ensemble of activities
that these various authorities mediate, not because of the sovereignty
that particular authorities purport to exercise. We know this, but we
are too much under the spell of sovereignty to appreciate its significance.
As a result, we
exaggerate the political importance of the state and give too little
attention to other political authorities like businesses, NGOs, and
religious or other "movement" organizations that actually
govern us in a variety of ways.
Thus, to re-focus
our political attention on the city is actually to open ourselves up
to a re-examination of the conditions of possibility for civilized life.
The argument in this article is neither for nor against state,[8] but
it opposes a state-centric politics that belies the complexity of urban
life and seduces us with notions of sovereign centre from which we can
all be redeemed. The current "war on terror" (or, if you prefer,
war on Islam) focuses on cities, but from the outside. Cities and the
urban networks that
connect them are recognized as the breeding grounds for the evils that
Bush, Blair, and Bin Laden seek to eliminate. Cousins under the skin,
the B & B & B warriors seek to redeem the city from without
by forcing it to surrender to sovereign authority.[9] To think otherwise
about our political possibilities is to move away from this moral drama
and from the imaginary sovereignty that incites it. This is difficult,
because we have so long been conditioned to think of politics in sovereigntist
terms. My suggestion here is that we can use the figure of the city
to work out the implications of a
different ontology of the political, one that begins from the ubiquitous
and proliferating practices of government and self-government -- the
practices that make urban life possible -- rather than from the sovereignty
moves that are supposed to bring the political into being.[10] In doing
this work, we have to draw on sources that make many people uncomfortable:
in particular on the theorists who celebrate the magic of the market.
In my view, these theorists mistake the implications of their own analysis,
in that
they neglect most of the practices that make civilized life possible
in favour of the few that are associated with the market.
Nonetheless, it is important to understand that the city can be conceived
as a self-organizing system with no sovereign authority and no ultimate
goal. That idea can inform a politics very different from the ones we
associate with neo-conservatism and neo-liberalism.
The City Becomes
Global
The now familiar
notions about global cities and the larger processes of globalization
draw our attention to the way that cities work as connectors. Cities
are the places where trading expeditions are organized. They are the
sites at which information is gathered and exchanged, the places where
the surplus is sent to be distributed and sold, and the locales where
problems are identified and great projects are formulated. There are
other kinds of places where these things happen, but the city is unique
in its capacity to generate productive connections between people who
are alien to one another.
One need not be of the same religion or community or share the same
allegiance or vision of the future to connect with others peacefully
and productively. The city facilitates this, by bringing people of diverse
backgrounds together, and giving them reasons to cooperate and live
peaceably with one another. The city is a space of such opportunity
that it calls us to put our differences aside for mutual advantage.
Some of the opportunity at issue is economic, but there are other dimensions
to it: cultural, religious, social, and political. To be "urbane"
or "civilized" is to take difference in stride, react with
tolerance and curiosity to alien customs, and to see the diversity of
the city as an advantage. Every city is potentially global in that it
welcomes people in and reaches out everywhere. In principle, a city
is outside the order of sovereignty, in the sense that it transcends
the realm or the state in which it is located and gathers people in,
regardless of what the ostensibly "sovereign" authorities
say they want. Urbanism as a way of life produces relationships that
cannot easily be governed from without.
Moreover, urbanism is fruitful in a way that makes authorities of all
sorts dependent on its productivity. The productivity at issue is by
no means only economic. City life enables new understandings, creates
new connections, and produces new possibilities in every area of human
endeavour.
Max Weber thought
that occidental cities were unique in the way that
they worked as islands of freedom, in which the hold of the "higher"
religious and secular authorities was loosened.[11] He exaggerated the
distinctiveness of the Western experience. Urban life has its own logic,
and everywhere it has had the effect of freeing people from certain
constraints and giving them new opportunities for connection.
When the Europeans burst out of their own corner of the world five hundred
years ago, they created some new trading routes, but mostly they seized
control of old routes and knit them together as part of a new system.
They built new cities, but for the most part they took control of the
older ones, and re-worked the urban system to new purposes. The long
process of globalization was one in which autonomous urban systems were
knit together and organized on a larger scale, thus facilitating more
intense exploitation of the countryside and ultimately greater productivity.
When the political economists of the eighteenth century tried to make
sense of the emergent order, they focused on the exchanges that seemed
to occur regardless of what the authorities might expect or require.
These exchanges produced a civilized order more or less automatically.
Everyone had an incentive to be peaceable in order to engage in exchange,
and peaceable
exchange was (for most people) more profitable than violent conquest.
So, there was an immanent order, geared to free exchange and dependent
on self-restraint or self-government, which tended to emerge naturally
if it was not perverted by violence. If the violence of the European
navigators and adventurers had been the hand-maiden of a new world order,
the order itself was of a different character, based on free exchange
between people (and peoples). Although it was rarely recognized as such,
this cooperative order was the order of the city writ large.
Most contemporary
economists have an even narrower understanding of
this order than Adam Smith did. They treat market exchanges in
abstraction, and gloss over the fact that markets work to the advantage
of the strong, the aggressive, the unscrupulous, and the self-interested.
A market-mediated order is by no means ideal (as Marx made clear enough).
That said, however, the economists are working with an important idea,
namely that order can emerge from exchanges between people who have
little in common with one another.
In fact, the differences between people can be an incentive to exchanges
of all sorts. If people see those differences as a reason to deal peaceably
with one another, rather than to attack one another, then a peaceable
order can emerge whether or not there is a powerful figure to enforce
it. To understand this is to have apowerful insight, an insight on which
the modern social sciences in general have built. Sociologists in particular
have been keen to
discern the properties of a naturally emergent order. By comparison
with the economists, they are open to a subtler and more complicated
understanding of that order. Of course, for the past century, critical
work in sociology and political economy has tended to debunk theories
that present the emergent order as benign or inevitable. The emphasis
has been on exposing the structures of domination and plays of power
that lie behind what seems like a natural order.[12] This critical work
is useful, but it often
obscures as much as it reveals. The best conventional sociologists and
economists are not just ideologists. They have been trying to work out
how a relatively benign and durable order can emerge despite the obvious
structures of domination and plays of power. This is important work,
but the neo-Augustinian political ontology on which most critics rely
leaves little room for a story that fails to distinguish the good guys
from the bad guys. The demand is for a clear moral ground on which we
can stand and do our political work.
As I shall attempt to explain in the next section, the ground demanded
is the one offered by the state (however much the critics deny this).
One of the problems
that everyone has is that social scientific explanations tend to treat
civilization as something that emerges either by violent imposition
or by a process that occurs behind people's backs. The first sort of
explanation is actually dependent on the second, in that stories of
violent imposition presuppose processes that go on behind the backs
of conquerors. The city is destroyed; the conqueror has to rebuild it;
that can only happen if the conqueror submits to the creative energies
of others. Social scientific accounts tend to obscure the fact that
the emergent order
is always established politically. In these accounts, politics is usually
associated with the moment of violent imposition (or the ongoing practices
of domination or the plays of power associated with domination) and
not with the creativity (and the practices of peaceful exchange and
cooperative effort) associated with building and sustaining a civilization.
Thus, it is hard to see that the order at issue is always political.
Critical work tends to treat politics as a scandal. To reveal that there
are structures of domination or
plays of power in a civilized order is to say that there is something
bad there, generated by "politics". The remedy for this bad
politics is always a good politics. An Augustinian political ontology
always points in that direction. The alternative to this implicit Augustinianism
is to put cheap moral judgements aside, and look more carefully at the
various political practices that come into play when the problems of
living together are posed. The problems emerge in everyday life. Everyone
is involved in them in one way or another.
Everyone has to be a politician. If a relatively benign -- or, at least,
liveable -- order emerges, it will be the result of the political work
that many, many people do. It is an open question what importance princes,
presidents and prime ministers have in this context. Nevertheless, the
lineaments of a benign order are fundamentally political.
My point is that
the city or civilization is a political construct that needs to be understood
in those terms. The most creative political work is keyed to ubiquitous
and proliferating practices of self-government. Individuals engage in
these practices when they govern themselves, in the double sense of
limiting themselves (so that their actions do not offend or otherwise
impinge negatively on others) and taking charge of themselves. The latter
part of the
practice is celebrated by the ideologists of freedom.[13] The other
part (self-limitation as opposed to self-expression or self-fulfillment)
is what enables cities to function despite the fact that the nominal
rulers are distant, ineffectual, or altogether absent. "Live and
let live" really is the principle of urban life, for it is only
on this principle that a multitude of strangers (with
different customs and beliefs) can share the same space and go about
their business in a relatively harmonious way. If Hobbes were right,
cities would be impossible. What occurs at the level of the individual
also occurs at the level of the group. Mutual accommodation is the rule,
and it is this practice that actually enables particular groups to sustain
distinct ways of life within the city. How this works is of particular
interest to economists who have noticed how the incentive to trade generates
markets governed by an ethic of peaceable exchange. For many economists,
the market is a
primordial fact, not requiring any particular explanation.
Anthropological and historical evidence suggests to the contrary that
it takes a lot of work -- political work -- to bring a market into being
and sustain it.[14] This is true whether the market is a physical space
or a more complex virtual space like the ones with which we are now
familiar. Other practices also have to develop for civilized life to
be sustained: rules of the road that enable undisturbed passage; practices
that allow even the poor to find food, drink, and a place to sleep;
rules about the keeping of animals and the disposal of wastes; codes
of accommodation that relate to
personal space, noise, and interpersonal address. The list is almost
endless. It needs to be articulated only in part to reveal something
else: namely, that the public services and facilities that we associate
with modern life generally grew out of the practical necessities of
living together in cities. We all need roads; we all need water; we
have to dispose of our wastes somehow; we all want someone to turn to
when other people break the rules. Government in the sense of the intense,
intrusive activity in which the authorities are now engaged is something
made necessary by life in cities, but it is nonetheless the tip of the
iceberg: most of the activity that makes urban life possible occurs
beneath the surface (as it were) in practices of self-government that
develop whether or not the authorities are there to require them. The
authorities generally take these practices for granted. So, (to change
the analogy) government rests on a bedrock of self-government.
The tendency among
social scientists is to treat everyday practices
of self-government as "social" or "cultural" and
hence pre-political.
This is a mistake. It obscures the political work that goes into the
development and maintenance of these practices. Much of that work goes
on in public, but it involves government officials only indirectly.
People sort themselves out at bus-stops, on sidewalks, in cafes and
restaurants, on waterways and in parks. These intimate practices of
regulation and self-regulation involve plays of power, shows of authority,
threats of violence, calls to solidarity, habits of deference, and challenges
to the existing order: in short, they involve people in an everyday
politics that vexes and threatens them from time to time, but that works
surprisingly smoothly in most
instances. We notice when things are going badly -- as in Baghdad or
New Orleans recently -- because the norm is one of peaceful co-existence
enabled by ubiquitous and proliferating practices of self-government.
Narrow and ideological
as it may be, Friedrich Hayek's work is interesting because it offers
such a robust defence of the idea that a benign social order can emerge
from these practices. One of his key claims is that the Great Society
(as Adam Smith called it) is not an organization or ~taxis~ but a spontaneous
order or ~cosmos~.
This ~cosmos~ or spontaneous global order is a side-effect of things
people have done for other purposes. No one can understand it as a whole,
because it is not something that people have created consciously. It
cannot be managed or planned by a central authority, because that authority
can never comprehend it or adequately anticipate people's reactions
to the situations in which they find themselves. Attempts to control
the ~cosmos~ are counter-productive: we must live and let live.
The Great Society
arose through the discovery that men can live together in peace and
mutually benefiting each other without agreeing on the particular aims
which they severally pursue. The discovery that by substituting abstract
rules of conduct for obligatory concrete ends made it possible to extend
the order of peace beyond small groups pursuing the same ends, because
it enabled each individual to gain from the skill and knowledge of
others whom he need not even know and whose aims could be wholly
different from his own.[15]
In Hayek's account,
the key principles of the Great Society are the ones that enable market
exchange. This narrow reading is tendentious and ideological, however.
A more generous reading enables us to see that civilization or ~cosmos~
or urbanity depends on other principles, like mutual recognition and
respect, the search for consensus, concern for the common good, tolerance,
generosity, charity, and humanity. As Hayek tells us, we can only identify
the most valuable principles in retrospect, and we cannot predict what
new principles of conduct will make the ~cosmos~ more robust or satisfying
for people. Nonetheless, it is clear that the enabling principles of
the emergent cosmopolitan order go far beyond the ones that Hayek himself
identifies, and include many of the ones implicit in the everyday practices
of self-government that enable cities to flourish. The Smithian Great
Society and the Hayekian ~cosmos~ are actually the effects of everyday
political initiatives.
Hayek wanted to
use constitutional measures to protect the spontaneous order of the
human ~cosmos~ from statist initiatives. In a sense, he wanted to use
the state against itself or (more accurately) to organize the state
to forestall initiatives that would reshape the ~cosmos~ in accordance
with some plan. Nevertheless, his own idea of what the ~cosmos~ is and
should be informed the measures he envisaged, ones that would bind the
state up and deploy it in a particular direction. Subsequent neo-liberal
measures, both domestic and international, clearly follow from this
Hayekian idea: a
particular conception of the ~cosmos~ is to be embodied in legal
principles that are beyond the control of particular states, popular
movements, or local authorities. Those who abide by these principles
are to be accepted as rights-bearing members of this liberal ~cosmos~.
Others are to be treated as enemies. Thus, the current religious crusade
against the enemies of neo-liberalism follows fairly directly from the
effort to define the ~cosmos~ in advance and constitute it in a way
that reflects a particular conception of human possibility. A more authentic
commitment to the idea of a spontaneously ordered ~cosmos~ would not
involve this return to a vengeful Augustinian moralism, nor would it
lead to desperate efforts
to forestall collective initiatives. Instead, it would problematize
the moral/political centre that Hayek takes for granted: the modern
state.
The State Captures
the Political Imagination
Most analysts of
the state seem to know little about the way it developed.[16] They focus
on the concept of the state in abstraction from its practice, or on
its practice in abstraction from the concept. To understand the concept,
we have to go back to the late medieval era, and trace the emergence
of ideas about the impersonal "state". We then have to understand
how the state came to be associated with "sovereignty," a
doctrine that took shape in the sixteenth and seventeenth centuries.
Modern republican or liberal democratic theory, which evolved in the
eighteenth century, was articulated on the assumption that the sovereign
state was necessary for political order. Although this assumption certainly
has been
contested -- by nineteenth century anarchists and socialists, for instance
-- it has been generally accepted since the early modern era. Indeed,
it is so widely accepted now that most analysts fail to see any reason
for making it explicit. The immediate effect of conjoining the ideal
of democracy with the concept of the sovereign state (as happens in
the contemporary political imaginary) is to give "politics"
an obvious focus. If people are to resolve the big issues democratically,
how can they not focus their attention on the venue that has been endowed
with sovereign authority: the venue where the
"ultimate" questions are decided? Surely any other politics
must be
peripheral. According to this logic, a politics focused on the great
issues must be centred on the sovereign state, even if it proceeds through
other institutions and practices and is oriented toward controlling
what is outside the state.
If we look at the
practice of the state as it evolved in relation to cities, we begin
to see something different: namely, that the politics that generated
new activities occurred at the boundaries of urban self-government.
This becomes clearer if we look at the history of the public services:
education, transportation, policing, public health, and so on.[17] What
we now take to be essential public activities -- sanitary disposal of
liquid and solid wastes,
suppression of fires, protection from criminal activity, maintenance
and lighting of streets, etc. -- were not always present in cities.
The great expansion of these services and facilities began in the nineteenth
century and continued on into the twentieth. The taken-for-granted character
of most of our public services and facilities is testimony to the fact
that they developed out of people's efforts to deal with the practical
problems of modern urban life. What to do about the filth of the streets?
Animals running
wild? People getting sick from the food sold in the markets? Kids roaming
the streets and getting into trouble? Disease spreading out of control?
Homeless people with nowhere to go? Workers without the education necessary
for the jobs now available? Congestion that keeps people from getting
to work? Foul-smelling air and polluted water? When people posed these
questions to themselves, it was in the context of efforts to deal with
problems by individual initiative orgroup action. At a certain point,
someone said that this problemcould only be solved if public authority
were brought to bear, in theform of regulations to control the activities
in question or taxation
to raise the necessary revenues or direct administrative action on the
part of the public authority in question. It was in this context also
that many new public authorities were created, along with a variety
of other institutions that defy easy characterization. On the ground,
what we see now (or in any earlier era) is not the state on the one
hand and society on the other, but a panoply of institutions rooted
in people's efforts to deal with a variety of practical problems. These
institutions are ~sui generis~. They conform to no single pattern. State
activity in relation to these institutions is
second-order: a matter of rationalizing the allocation of authority,
clarifying jurisdictions, providing resources, specifying responsibilities,
and so on. So, the politics that occurs at the level of the state is
a second-order politics that only makes sense in relation to the first-order
politics that occurs on the ground where urban services and facilities
have to be developed.
Most analysts assume
that the second-order activities of the state are more significant because
the state's authority is superior and its geographical reach greater.
In fact, to take rationalization as one example, what occurs by way
of the establishment of professional norms and standards may be at least
as significant universally and be as much an effect of "indisputable
authority" as anything that emanates from the state. The political
struggles around these norms and standards are of great significance.
Those struggles are rarely mediated by the state. Instead, the state
(and other authorities) must adapt to these evolving standards. With
respect to the familiar urban services, the basic form of the school,
the hospital, the paved
road, the sewerage system, and even the police force had to be worked
out politically, but the venues in which that politics occurred were
not legislative assemblies or ministerial cabinets (at least not for
the most part). If we ask how the infrastructure of the modern city
developed, we are led to many different sites of initiative, innovation,
collaboration, competition, and political dispute, sites networked to
one another in ways that do not correspond to the hierarchy of the state.
So, the ontology of urban politics (the politics that generates the
city as we know it) is quite different from the one presented by the
familiar political ontology of the state. There is no obvious centre
to urban politics, no Archimedean point from which the political universe
can be moved, and no place whose political significance is guaranteed
in advance. Where is the best place to act? That depends on the nature
of one's concerns and on the particular configuration of forces in that
time and place. We cannot know the answer in advance.
An analyst might
argue that what happens at the level of the city is only one aspect
of what happens more generally, and that "high politics" occurs
at a different level altogether. This is simply to repeat the statist
mythology, however. If cities are globally networked -- as they evidently
are -- then they are not "below" states. They are not contained
"within" states, either. (This is most obviously the case
with respect to places like New York City, but
even small communities have a presence in the world that transcends
their immediate physical boundaries, thanks to economic, social, cultural,
and political links with people elsewhere.) The infrastructure of the
modern state is essentially urban, and hence what is "of the state"
is also "of the urban" and vice versa. To think the political
through the urban rather than through the state is not to put the traditional
questions of high politics aside. It is instead to ask how these questions
appear in relation to all the other questions of urban life.[18]
Is the imminent
bird flu pandemic a matter of less concern than the
proliferation of nuclear weapons, the adoption of terror tactics by
political dissidents, the breakdown of order in major cities, the failure
to control greenhouse gases, the immigration of the poor to the cities
from the countryside, the lack of economic development in many parts
of the world, the intensification of state and private security measures,
or the general inadequacy of current mechanisms of democratic accountability?
It would be hard to judge. It is clear, however, that each of these
issues could well be considered a matter of high politics, if the human
consequences of the issues concerned were our measure. The latter is
not the measure suggested by the political ontology of the state, however.
If something is
crucial to the state, then it is a matter of high politics; if not,
not. This trivializes the matter, by making any politics that eludes
or transcends the state "low" by definition and insignificant
by implication.
The truth is that
a God-figure is concealed in the conventional political ontology of
the state. The notion of an "ultimate" authority or a "supreme"
legislature is obviously borrowed from monotheistic understandings of
the order of things. Because the state is imagined to have God-like
powers, its significance is magnified, but in a way which is ultimately
self-defeating. Although the state stands in place of God, it evidently
is not God: it clearly lacks God-like powers. Because it cannot deliver
on the sovereign power
implicit in its own rationale, its ultimate authority seems hollow.
Thus, we have people drifting away from the state and hence from politics
as they conceive it, because the state/politics appears impotent. They
may engage with the particular problems of urban life in other ways,
inventing or supporting public services and facilities at one remove
from the state or helping to develop regulatory practices that extend
through the networks of everyday life. On the other hand, they may despair
of the problems and reframe them in religious terms. This is the ground
on which apocalyptic scenarios are laid out. Some of these scenarios
bring the state back in, as the faithful are called to turn the supreme
secular authority to their
purposes.
Many critiques
of contemporary politics turn on a demand that we return to the old
secular faith, a faith in the state as the ultimate redeemer. This demand
is keyed to the idea that democratic politics is the field in which
questions of right and wrong are appropriately joined. Democracy is
supposed to overwhelm evil, and enable us towork out the good life for
ourselves. The state is the imaginary centre at which our efforts come
together, enabling us to deploy thegood that we embody to the very limits
of our power and authority. To lack faith in the state is to lack faith
in ourselves as a sovereign people, a people capable of remaking its
life in accordance with its own ideal of the good life. But, of course,
such a faith is difficult
to sustain. What is the alternative? I want to suggest that the alternative
is in the various activities that make urban life more bearable. None
of these activities is sovereign. There is no privileged place where
we have to engage politically. Nonetheless, there are many places where
we can act productively and where we have to be politically aware to
be productive. The conventional political imaginary induces us to think
that in turning from the state we are turning from politics. As a result,
we know not what we do
politically. It is not that people are turning away from politics, but
that they have such a statist sense of what politics is that they have
trouble understanding the fields of activity in front of them in political
terms. This is profoundly disabling.
Let us be clear
about what is at stake. The question is not whether the state is withering
away, morphing into a new shape, or returning to its old form. Nor is
the question whether we should or should not act through the state.
There is no reason to think that the state is about to disappear or
that the venues it offers lack promise. The issue is how we are to conceive
of our politics. Is our politics to be centred on the state or on the
practices of self-government that enable cities to flourish?
The Political
Becomes Otherwise
The idea that the
political can be otherwise than state-centric is not new. In fact, it
has been a constant theme in recent years, as various groups have focused
on issues that others have tried to set outside politics proper. The
disputed exclusions (women's issues and environmental issues, for example)
were often justified on the grounds that the state lacked the authority
or capacity to deal with the matters raised, matters that were properly
within the ambit of society or culture or private business. So, to say
that these exclusions had to be overcome (as feminists and environmentalists
have done) was to say that politics had to transcend the state. This
move was and is crucial because it enabled people to see that the line
between the political and the non-political is not the same as the line
between the state and society. One can be politically active in the
state, in society, or in an indeterminate zone that seems as much one
as the other. Is that not the meaning of what we call "social"
movements, ones that defy the existing political limits, and establish
spaces for political action that connect ordinary people with the wider
world in innovative ways?[19] Once these spaces are claimed, don't new
authorities arise, ones that have a powerful call on adherents and pose
a challenge to the existing authorities? Although the more dramatic
(or dangerous) movements catch our attention, there are many others
that generate authorities quietly
and establish important new spaces for politics in the process.
Political authority
takes many shapes, not only in the sense that Weber indicated in his
famous system of classification, but also in the sense that authorities
of different sorts emerge out of various practices of government and
self-government and take forms quite particular to the purposes at hand.
The authorities that deal with child abuse are not like the ones that
deal with recycling. The individual who is called to take responsibility
for child protection is not exactly the same individual who is enjoined
to take
responsibility for his or her own wastes. Different subjects or citizens
are called into being by different practices, as are authorities with
specific mandates and jurisdictions. Although there may be similarities
between the various networks of government and self-government, there
is never a complete identity. Thus, there is no single model for politics
that carries from one field to the next.
This is one of the main lessons of recent social movement politics,
but it is also a lesson implicit in discussions of governmentality and
globalization, which highlight the amorphousness of both phenomena.
The space of the political is multiform, changeable, and ultimately
so chaotic that it is not subject to sovereign control.
Thus, the Augustinian imperative implicit in sovereigntist politics
is a snare and a delusion.
Most of the political
authorities within contemporary networks of government and self-government
actually make no pretence to sovereignty. They are just "local,"
in a geographic sense and otherwise. Although they claim regulatory
authority and demand autonomy, they tend to concede that their authority
and autonomy is not exclusive. Overlapping authorities are the norm.
They interfere with one another less than they might, because they differentiate
themselves from one another qualitatively. They see themselves as authorities
of different types, and often co-exist with remarkable
harmony. Even rivals can work out boundaries without too much difficulty
when they lack the capacity to destroy one another. So, the universe
of contemporary political authorities is highly differentiated. It cannot
be mapped on the assumption that all political authority comes from
a single centre, such as a constitution, a supreme legislature, or an
imperial power. We can arrange the various authorities in a hierarchy
(as
sovereigntist/Augustinian thinking encourages us to do), but that will
not tell us where the important centres of power are.
The municipality
is an especially important model in this context, because it is an integrative,
but non-sovereign political authority.
The fact that the municipality is the normative political form of the
city (just as the state is the normative political form of the nation)
is significant. It suggests that a self-governing city should not be
a city-state that claims sovereignty but rather a municipality that
enables self-government more generally, something it can do by facilitating
citizen participation, connecting authorities of different sorts with
one another, and stimulating innovation. If there is a model for global
governance, it is to be found in the city and hence in the municipality,
rather than in the nation-state. Not only is the municipal form of political
organization more consonant with urbanism as a way of life -- and hence
with the emergent global order -- but also it embodies practices that
come out of our mundane requirements rather than demands for personal,
national, or global salvation. The very modesty of the municipality
is its virtue. In so far as it is not sovereign, it is not a God-figure,
and its limitations are a constant reminder of the necessity of being
modest in our objectives and practical in our orientation. There is
no
promise of transcendence in the municipality, although there is the
possibility of acting together on matters of common concern. These matters
may carry municipal leaders well beyond the bounds of their own municipality.
This need not involve conflict with the state, since municipalities
exist in a qualitatively different political space.[20] Of course, I
am well aware of the claim -- backed by the superior courts in most
countries -- that municipalities are just creatures of the state and
hence prisoners within the political spaces of the state system. This
claim is an inevitable consequence of the logic of state sovereignty.
Current European discussions of the principle of subsidiarity replay
this logic in a familiar way,
reaffirming the hierarchy even in articulating a rationale for decentralization.
Nonetheless, the idea of a municipality as a political entity of a different
type remains with us, especially here in North America. A hundred years
ago, it was common to talk of themunicipality as a "joint-stock
company" belonging to the people ofthe community concerned. (Was
it enough to live in the community concerned or did one have to be a
property-owner to be a full share-holder?) This conception pointed back
toward the medieval origins of cities as centres of commerce and industry.
On the other hand, there was a companion view that invoked the folk-moots
of Saxon England or the warrior-assemblies of the Germans that Tacitus
had described. Although the connection was rarely made at the time,
these moots, assemblies, or meetings of the village, town, or parish
were obviously similar to the ones that brought non-European peoples
together in their villages, clans, or wider groupings. In the decades
before the First World War, it was commonly argued that municipalities
had to take the lead in dealing with the problems of urban-industrial
life and that their strength lay in their capacity to organize people
for purposes of local self-government. The presumption was that the
state was at a distance, and that the practical problems of urban-industrial
life required political authorities of a different type: more intimate,
participatory, and immediately rooted. Although advocates of municipal
autonomy usually deferred to the logic of state sovereignty (and so
conceded that municipal authorities could only be lesser authorities
within the order of the state, subject to the higher law of the state),
there remained an element of defiance, which was reflected in ideas
like municipal socialism. Even the idea that the municipality was a
joint-stock company suggested that municipal governments were somehow
outside the order of sovereignty.
To think of the
municipality as a political authority outside the order of sovereignty
is to suggest that its roots are in the ubiquitous practices of local
self-government rather than in the state as such. It is to pick up on
Weber's conception of the city as a sphere of "non-legitimate domination":
non-legitimate precisely in the sense that is outside the order of sovereignty.
As Weber's phrase suggests, the order of the city is not necessarily
benign, but the delusion of sovereigntist thinking is that we can free
ourselves from domination by submitting to the absolute authority of
the state. The alternative view is that political authority can be multiple
in its
forms and purposes, and that qualitatively different authorities can
co-exist without any over-arching authority to regulate their relations.
This is not anarchism. Quite the contrary, one might use the term polyarchy
to describe it, had Robert Dahl not already used that term to refer
to a pluralistic order of sovereignty.[21] The point is that the complexity
of urbanism as a way of life is such that government must take various
forms if it is to be effective, and that these various forms can co-exist
with one another because they differ in their character as well as in
their scale of operations.
The notion of "side-by-side" authority is helpful in understanding
this relation, but it can be misleading if it suggests that the authorities
in question exist in comparable spaces. If authorities are qualitatively
different from one another, they occupy spaces that are not strictly
comparable. In Canada, aboriginal authorities have been claiming a space
that is incommensurable with the space of the Canadian state. What that
means in the end has still to be negotiated, but this much is clear:
Canadian sovereignty does not limit the aboriginal right of self-government.
How can that be?
Aboriginal self-government exists in a different domain from the domain
of the Canadian state, so that even if it touches on some of the same
matters -- housing, education, social services -- it functions autonomously.[22]
The analogy may be with the way that familial authority or corporate
authority functions in a different domain from that of the state. A
municipal authority, like an aboriginal authority, is more obviously
political. To the extent that
it asserts itself as an autonomous authority existing in a space of
its own -- a space of local self-government -- it sets itself apart
from the state and opens up political possibilities that cannot be contained
within the order of the state or the state system. American municipalities
that have committed themselves to the Kyoto Accord have recognized this,
following the example of many other previous initiatives.[23]
The political form
appropriate to urbanism as a way of life is not the monopolistic state
but a pluralistic order characterized by proliferating practices of
local self-government. The municipality relates these practices to one
another within a particular geographical territory, but it lacks the
capacity to impose a sovereign order. Practices of local self-government
spill over municipal boundaries, relate municipalities to one another
and to
authorities of other kinds, and divide the various municipalities from
within. Municipalities exist within the domain of local self-government:
they do not order it as sovereigns. Thus, the practices of non-sovereign
government -- and hence polyarchal political authority in the proper
sense -- are implicit in the relations within and between municipalities.
The fact that municipalities have usually been overwhelmed by sovereign
state authority is certainly important, but not as important as we usually
imagine. Practices of local self-government are actually quite robust.
They have to be: otherwise, cities could not exist. To see this is to
see the possibilities of globalism in a new way. The fact that we cannot
have a world-state or a federation of republics on the American model
is not a matter for despair. On the contrary, it
suggests that hopes for our future lie in the practices that generate
urban order without resort to sovereignty. These are the practices that
provide us with most security -- whatever the advocates of the gun may
suggest to the contrary.
Notes:
[1] Compare William
E. Connolly, _The Augustinian Imperative_, Newbury Park, CA: SAGE, 1993.
[2] The ongoing
conflict in Sri Lanka is one reminder of this, as is the legacy of the
Pol Pot regime in Cambodia.
[3] The phrase,
"urbanism as a way of life," is from a famous 1938 article
by Louis Wirth, reprinted in his _On Cities and Social Life_, Chicago:
University of Chicago Press, 1964. Compare Henri Lefebvre, _The Urban
Revolution_, Minneapolis: University of Minnesota Press, 2003 (originally
published published in French in 1970). Simon Parker, _Urban Theory
and the Urban Experience: Encountering the
City_, London: Routledge, 2004, offers a useful overview of the development
of urban theory. See also Richard T. LeGates and Frederic Stout, eds.,
_The City Reader_, 3rd ed., London and New York: Routledge, 2003.
[4] Compare Paul
L. Knox and Peter J. Taylor, eds., _World Cities in a World-System_,
Cambridge: Cambridge University Press, 1995, and Saskia Sassen, _The
Global City: New York, London, Tokyo_, rev. ed., Princeton NJ: Princeton
University Press, 2001.
[5] Marshall McLuhan's
concept of the "global village" anticipates this idea: _Understanding
Media: The Extensions of Man_ (New York: Signet, 1964). I develop the
idea in a way pertinent to this discussion in "Social Movements
and the Global City," _Millennium: Journal of International Studies_,
XXIII:3 (Winter 1994), 621-45, and "Politicizing the Global City,"
_Democracy, Citizenship, and the
Global City_, ed. Engin Isin, (London: Routledge, 2000), 289-306.
[6] Manuel Castells,
_The Rise of the Network Society_, Oxford: Blackwell, 1996.
[7] Compare Hannah
Arendt, _Between Past and Future_, London: Faber, 1961.
[8] Nor is it an
argument for reducing the scale of the state to that of the city. A
city-state is not inherently superior to a nation-state.
[9] Compare Bruce
B. Lawrence, ed., _Messages to the World: The Statements of Osama Bin
Laden_, London: Verso, 2005, and Michael Ignatieff, ed., _American Exceptionalism
and Human Rights_, Princeton: Princeton University Press, 2005.
[10] Most recent
accounts, such as Agamben's, follow Carl Schmitt in this regard. They
confuse politics with a certain concept of it, produced by sovereignty.
Compare Giorgio Agamben, _Homo Sacer: Sovereign Power and Bare Life_,
Stanford: Stanford University Press, 1998, and Chantal Mouffe, ed.,
_The Challenge of Carl Schmitt_, London: Verso 1999.
[11] Max Weber,
_Economy and Society_, Berkeley: University of California Press, 1978,
vol. 2, ch. 16.
[12] For example,
see Michael Hardt and Antonio Negri. _Empire_, Cambridge MA: Harvard
University Press, 2000.
[13] Compare Nikolas
Rose, _Powers of Freedom: Reframing Political Thought_, Cambridge: Cambridge
University Press, 1999.
[14] Karl Polanyi,
_The Great Transformation_, New York: Rinehart & Co, 1944.
[15] Friedrich
A. Hayek, _Law, Legislation and Liberty_, London: Routledge, 1998, vol.
2, p. 109. Compare _The Constitution of Liberty_, Chicago: University
of Chicago Press, 1960.
[16] See, however,
Jens Bartelson, _A Genealogy of Sovereignty_, Cambridge: Cambridge University
Press, 1995, and _The Critique of the State_, Cambridge: Cambridge University
Press, 2001.
[17] See especially
Jon C. Teaford, _The Unheralded Triumph: City Government in America,
1870-1900_, Baltimore: Johns Hopkins University Press, 1984.
[18] The difficulties
that urbanists have had with these issues post-9/11 are reflected in
two symposia: _Urban Affairs Review_ 37:3 (2002), pp. 460-67, and _International
Journal of Urban and Regional Research_ 27.3 (2003), pp. 649-98. See
also Hank V. Savitch, "Does 9-11 portend a new paradigm for cities?"
_Urban Affairs Review_ 39.1(2003), pp. 103-27. In my view, most urbanists
still think the
political in statist terms, despite their commitment to urban analysis.
Compare William Finnegan, "The Terrorist Beat: How is the N.Y.P.D.
defending the city?" ~The New Yorker~, 25 July 2005. Finnegan's
analysis makes clear that the actual struggle to deal with terrorist
threats to New York City is led by the municipal police department,
a department that necessarily thinks locally and acts globally.
[19] Compare William
K. Carroll, ed., _Organizing Dissent: Contemporary Social Movements
in Theory and Practice_, 2nd ed., Toronto: Garamond Press, 1997.
[20] I have explored
the implications of this idea in a trio of recent articles focused on
the Canadian situation: "Are Municipalities Creatures of the Provinces?"
_Journal of Canadian Studies_, 39:2 (Spring 2005), 5-29, "Urbanism,
cities and local
self-government," _Canadian Public Administration_, 48:1 (Spring
2005), 96-123, and "Protecting the Right of Local Self-Government,"
_Canadian Journal of Political Science_, 38:4 (December 2005), 1-26.
[21] Robert A.
Dahl, _Polyarchy; Participation and Opposition_, New Haven: Yale University
Press, 1971.
[22] Compare James
Tully, _Strange Multiplicity: Constitutionalism in the Age of Diversity_,
Cambridge: Cambridge University Press, 1995.
[23] See http://www.ci.seattle.wa.us/mayor/climate/
for the US Mayors Climate Protection Agreement of 13 June 2005. I have
discussed a number of the earlier initiatives in _The Search for Political
Space: Globalization, Social Movements and the Urban Political Experience_,
Toronto: University of Toronto Press, 1996, ch.
--------------------
*Warren Magnusson teaches urban politics and political theory at the
the University of Victoria, Canada. Among his books are _The Search
for Political Space_ (1996) and _A Political Space: Reading the Global
through Cloyoquot Sound_ (2003), with Karena Shaw.
|
|