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We must now list the various directions that lie open
to us, and see whether this notion of 'rules of formation' - of which
little more than a rough sketch has so far been provided - can be
given real content. Let us look first at the formation of objects.
And in order to facilitate our analysis, let us take as an example
the discourse of psychopathology from the nineteenth century onwards
- a chronological break that is easy enough to accept in a first approach
to the subject. There are enough signs to indicate it, but let us
take just two of these: the establishment at the beginning of the
century of a new mode of exclusion and confinement of the madman in
a psychiatric hospital; and the possibility of tracing certain present-day
notions back to Esquirol, Heinroth, or Pinel (paranoia can be traced
back to monomania, the intelligence quotient to the initial notion
of imbecility, general paralysis to chronic encephalitis, character
neurosis to nondelirious madness); whereas if we try to trace the
development of psychopathology beyond the nineteenth century, we soon
lose our way, the path becomes confused, and the projection of Du
Laurens or even Van Swicten on the pathology of Kraepelin or Bleuler
provides no more than chance coincidences. The objects with which
psychopathology has dealt since this break in time are very numerous,
mostly very new, but also very precarious, subject to change and,
in some cases, to rapid disappearance: in addition to motor disturbances,
hallucinations, and speech disorders (which were already regarded
as manifestations of madness, although they were recognised, delimited,
described, and analysed in a different way), objects appeared that
belonged to hitherto unused registers: minor behavioural disorders,
sexual aberrations and disturbances, the phenomena of suggestion and
hypnosis, lesions of the central nervous system, deficiencies of intellectual
or motor adaptation, criminality. And on the basis of each of these
registers a variety of objects were named, circumscribed, analysed,
then rectified, re-defined, challenged, erased. Is it possible to
lay down the rule to which their appearance was subject? Is it possible
to discover according to which non-deductive system these objects
could be juxtaposed and placed in succession to form the fragmented
field - showing at certain points great gaps, at others a plethora
of information - of psychopathology? What has ruled their existence
as objects of discourse?
(a) First we must map the first surfaces of their emergence:
show where these individual differences, which, according to the degrees
of rationalisation, conceptual codes, and types of theory, will be
accorded the status of disease, alienation, anomaly, dementia, neurosis
or psychosis, degeneration, etc., may emerge, and then be designated
and analysed. These surfaces of emergence are not the same for different
societies, at different periods, and in different forms of discourse.
In the case of nineteenth-century psychopathology, they were probably
constituted by the family, the immediate social group, the work situation,
the religious community (which are all normative, which are all susceptible
to deviation, which all have a margin of tolerance and a threshold
beyond which exclusion is demanded, which all have a mode of designation
and a mode of rejecting madness, which all transfer to medicine if
not the responsibility for treatment and cure, at least the burden
of explanation); although organised according to a specific mode,
these surfaces of emergence were not new in the nineteenth century.
On the other hand, it was no doubt at this period that new surfaces
of appearance began to function: art with its own normativity, sexuality
(its deviations in relation to customary prohibitions become for the
first time an object of observation, description, and analysis for
psychiatric discourse), penality (whereas in previous periods madness
was carefully distinguished from criminal conduct and was regarded
as an excuse, criminality itself becomes - and subsequent to the celebrated
'homicidal monomanias' - a form of deviance more or less related to
madness). In these fields of initial differentiation, in the distances,
the discontinuities, and the thresholds that appear within it, psychiatric
discourse finds a way of limiting its domain, of defining what it
is talking about, of giving it the status of an object - and therefore
of making it manifest, nameable, and describable.
(b) We must also describe the authorities of delimitation:
in the nineteenth century, medicine (as an institution possessing
its own rules, as a group of individuals constituting the medical
profession, as a body of knowledge and practice, as an authority recognised
by public opinion, the law, and government) became the major authority
in society that delimited, designated, named, and established madness
as an object; but it was not alone in this: the law and penal law
in particular (with the definitions of excuse, non-responsibility,
extenuating circumstances, and with the application of such notions
as the crime passional, heredity, danger to society), the religious
authority (in so far as it set itself up as the authority that divided
the mystical from the pathological, the spiritual from the corporeal,
the supernatural from the abnormal, and in so far as it practised
the direction of conscience with a view to understanding individuals
rather than carrying out a casuistical classification of actions and
circumstances), literary and art criticism (which in the nineteenth
century treated the work less and less as an object of taste that
had to be judged, and more and more as a language that had to be interpreted
and in which the author's tricks of expression had to be recognised).
(c) Lastly, we must analyse the grids of specification:
these are the systems according to which the different 'kinds of madness'
are divided, contrasted, related, regrouped, classified, derived from
one another as objects of psychiatric discourse (in the nineteenth
century, these grids of differentiation were: the soul, as a group
of hierarchised, related, and more or less interpenetrable faculties;
the body, as a three-dimensional volume of organs linked together
by networks of dependence and communication; the life and history
of individuals, as a linear succession of phases, a tangle of traces,
a group of potential reactivations, cyclical repetitions; the interplays
of neuropsychological correlations as systems of reciprocal projections,
and as a field of circular causality).
Such a description is still in itself inadequate. And
for two reasons. These planes of emergence, authorities of delimitation,
or forms of specification do not provide objects, fully formed and
armed, that the discourse of psychopathology has then merely to list,
classify, name, select, and cover with a network of words and sentences:
it is not the families - with their norms, their prohibitions, their
sensitivity thresholds - that decide who is mad, and present the 'patients'
to the psychiatrists for analysis and judgement; it is not the legal
system itself that hands over certain criminals to psychiatry, that
sees paranoia beyond a particular murder, or a neurosis behind a sexual
offence. It would be quite wrong to see discourse as a place where
previously established objects are laid one after another like words
on a page. But the above enumeration is inadequate for a second reason.
it has located, one after another, several planes of differentiation
in which the objects of discourse may appear. But what relations exist
between them? Why this enumeration rather than another? What defined
and closed group does one imagine one is circumscribing in this way?
And how can one speak of a 'system of formation' if one knows only
a series of different, heterogeneous determinations, lacking attributable
links and relations?
in fact, these two series of questions refer back to the
same point. In order to locate that point, let us re-examine the previous
example. In the sphere with which psychopathology dealt in the nineteenth
century, one sees the very early appearance (as early as Esquirol)
of a whole series of objects belonging to the category of delinquency:
homicide (and suicide), crimes passionels, sexual offences, certain
forms of theft, vagrancy - and then, through them, heredity, the neurogenic
environment, aggressive or self-punishing behaviour, perversions,
criminal impulses, suggestibility, etc. It would be inadequate to
say that one was dealing here with the consequences of a discovery:
of the sudden discovery by a psychiatrist of a resemblance between,
criminal and pathological behaviour, a discovery of the presence in
certain delinquents of the classical signs of alienation, or mental
derangement. Such facts lie beyond the grasp of contemporary research:
indeed, the problem is how to decide what made them possible, and
how these 'discoveries' could lead to others that took them up, rectified
them, modified them, or even disproved them. Similarly, it would be
irrelevant to attribute the appearance of these new objects to the
norms of nineteenth-century bourgeois society, to a reinforced police
and penal framework, to the establishment of a new code of criminal
justice, to the introduction and use of extenuating circumstances,
to the increase in crime. No doubt, all these processes were at work;
but they could not of themselves form objects for psychiatric discourse;
to pursue the description at this level one would fall short of what
one was seeking.
If, in a particular period in the history of our society,
the delinquent was psychologised and pathologised, if criminal behaviour
could give rise to a whole series of objects of knowledge, this was
because a group of particular relations was adopted for use in psychiatric
discourse. The relation between planes of specification like penal
categories and degrees of diminished responsibility, and planes of
psychological characterisation (faculties, aptitudes, degrees of development
or involution, different ways of reacting to the environment, character
types, whether acquired, innate, or hereditary). The relation between
the authority of medical decision and the authority of judicial decision
(a really complex relation since medical decision recognises absolutely
the authority of the judiciary to define crime, to determine the circumstances
in which it is committed, and the punishment that it deserves; but
reserves the right to analyse its origin and to determine the degree
of responsibility involved). The relation between the filter formed
by judicial interrogation, police information, investigation, and
the whole machinery of judicial information, and the filter formed
by the medical questionnaire, clinical examinations, the search for
antecedents, and biographical accounts. The relation between the family,
sexual and penal norms of the behaviour of individuals, and the table
of pathological symptoms and diseases of which they are the signs.
The relation between therapeutic confinement in hospital (with its
own thresholds, its criteria of cure, its way of distinguishing the
normal from the pathological) and punitive confinement in prison (with
its system of punishment and pedagogy, its criteria of good conduct,
improvement, and freedom). These are the relations that, operating
in psychiatric discourse, have made possible the formation of a whole
group of various objects.
Let us generalise: in the nineteenth century, psychiatric
discourse is characterised not by privileged objects, but by the way
in which it forms objects that are in fact highly dispersed. This
formation is made possible by a group of relations established between
authorities of emergence, delimitation, and specification. One might
say, then, that a discursive formation is defined (as far as its objects
are concerned, at least) if one can establish such a group; if one
can show how any particular object of discourse finds in it its place
and law of emergence; if one can show that it may give birth simultaneously
or successively to mutually exclusive objects, without having to modify
itself.
Hence a certain number of remarks and consequences.
1. The conditions necessary for the appearance of an object
of discourse, the historical conditions required if one is to 'say
anything' about it, and if several people are to say different things
about it, the conditions necessary if it is to exist in relation to
other objects, if it is to establish with them relations of resemblance,
proximity, distance, difference, transformation - as we can see, these
conditions are many and imposing. Which means that one cannot speak
of anything at any time; it is not easy to say something new; it is
not enough for us to open our eyes, to pay attention, or to be aware,
for new objects suddenly to light up and emerge out of the ground.
But this difficulty is not only a negative one; it must not be attached
to some obstacle whose power appears to be, exclusively, to blind,
to hinder, to prevent discovery, to conceal the purity of the evidence
or the dumb obstinacy of the things themselves; the object does not
await in limbo the order that will free it and enable it to become
embodied in a visible and prolix objectivity; it does not pre-exist
itself, held back by some obstacle at the first edges of light. It
exists under the positive conditions of a complex group of relations.
2. These relations are established between institutions,
economic and social processes, behavioural patterns, systems of norms,
techniques, types of classification, modes of characterisation; and
these relations are not present in the object; t is not they that
are deployed when the object is being analysed; they do not indicate
the web, the immanent rationality, that 'deal nervure that reappears
totally or in part when one conceives of the object in the truth of
its concept. They do not define its internal constitution, but what
enables it to appear, to juxtapose itself with other objects, to situate
itself in relation to them, to define its difference, its irreducibility,
and even perhaps its heterogeneity, in short, to be placed in a field
of exteriority.
3. These relations must be distinguished first from what
we might call primary relations, and which, independently of all discourse
or all object of discourse, may be described between institutions,
techniques, social forms, etc. After all, we know very well that relations
existed between the bourgeois family and the functioning of judicial
authorities and categories in the nineteenth century that can be analysed
in their own right. They cannot always be superposed upon the relations
that go to form objects: the relations of dependence that may be assigned
to this primary level are not necessarily expressed in the formation
of relations that makes discursive objects possible. But we must also
distinguish the secondary relations that are formulated in discourse
itself. what, for example, the psychiatrists of the nineteenth century
could say about the relations between the family and criminality does
not reproduce, as we know, the interplay of real dependencies; but
neither does it reproduce the interplay of relations that make possible
and sustain the objects of psychiatric discourse. Thus a space unfolds
articulated with possible discourses: a system of real or primary
relations, a system of reflexive or secondary relations, and a system
t of relations that might properly be called discursive. The problem
is to reveal the specificity of these discursive relations, and their
interplay with the other two kinds.
4. Discursive relations are not, as we can see, internal
to discourse: they do not connect concepts or words with one another;
they do not establish a deductive or rhetorical structure between
propositions or sentences. Yet they are not relations exterior to
discourse, relations that might limit it, or impose certain forms
upon it, or force it, in certain circumstances, to state certain things.
They are, in a sense, at the limit of discourse: they offer it objects
of which it can speak, or rather (for this image of offering presupposes
that objects are formed independently of discourse), they determine
the group of relations that discourse must establish in order to speak
of this or that object, in order to deal with them, name them, analyse
them, classify them, explain them, etc. These relations characterise
not the language (langue) used by discourse, nor the circumstances
in which it is deployed, but discourse itself as a practice.
We can now complete the analysis and see to what extent
it fulfils, and to what extent it modifies, the initial project.
Taking those group figures which, in an insistent but
confused way, presented themselves as psychology, economics, grammar,
medicine, we asked on what kind of unity they could be based: were
they simply a reconstruction after the event, based on particular
works, successive theories, notions and themes some of which had been
abandoned, others maintained by tradition, and again others fated
to fall into oblivion only to be revived at a later date? Were they
simply a series of linked enterprises?
We sought the unity of discourse in the objects themselves,
in their distribution, in the interplay of their differences, in their
proximity or distance - in short, in what is given to the speaking
subject; and, in the end, we are sent back to a setting-up of relations
that characterises discursive practice itself; and what we discover
is neither a configuration, nor a form, but a group of rules that
are immanent in a practice, and define it in its specificity. We also
used, as a point of reference, a unity like psychopathology: if we
had wanted to provide it with a date of birth and precise limits,
it would no doubt have been necessary to discover when the word was
first used, to what kind of analysis it could be applied, and how
it achieved its separation from neurology on the one hand and psychology
on the other. What has emerged is a unity of another type, which does
not appear to have the same dates, or the same surface, or the same
articulations, but which may take account of a group of objects for
which the term psychopathology was merely a reflexive, secondary,
classificatory rubric. Psychopathology finally emerged as a discipline
in a constant state of renewal, subject to constant discoveries, criticisms,
and corrected errors; the system of formation that we have defined
remains stable. But let there be no misunderstanding: it is not the
objects that remain constant, nor the domain that they form; it is
not even their point of emergence or their mode of characterisation;
but the relation between the surfaces on which they appear, on which
they can be delimited, on which they can be analysed and specified.
In the descriptions for which I have attempted to provide
a theory, there can be no question of interpreting discourse with
a view to writing a history of the referent. In the example chosen,
we are not trying to find out who was mad at a particular period,
or in what his madness consisted, or whether his disturbances were
identical with those known to us today. We are not asking ourselves
whether witches were unrecognised and persecuted madmen and madwomen,
or whether, at a different period, a mystical or aesthetic experience
was not unduly medicalised. We are not trying to reconstitute what
madness itself might be, in the form in which it first presented itself
to some primitive, fundamental, deaf, scarcely articulated' experience,
and in the form in which it was later organised (translated, deformed,
travestied, perhaps even repressed) by discourses, and the oblique,
often twisted play of their operations. Such a history of the referent
is no doubt possible; and I have no wish at the outset to exclude
any effort to uncover and free these 'prediscursive' experiences from
the tyranny of the text. But what we are concerned with here is not
to neutralise discourse, to make it the sign of something else, and
to pierce through its density in order to reach what remains silently
anterior to it, but on the contrary to maintain it in its consistency,
to make it emerge in its own complexity. What, in short, we wish to
do is to dispense with 'things'. To 'depresentify' them. To conjure
up their rich, heavy, immediate plenitude, which we usually regard
as the primitive law of a discourse that has become divorced from
it through error, oblivion, illusion, ignorance, or the inertia of
beliefs and traditions, or even the perhaps unconscious desire not
to see and not to speak. To substitute for the enigmatic treasure
of 'things' anterior to discourse, the regular formation of objects
that emerge only in discourse. To define these objects without reference
to the ground, the foundation of things, but by relating them to the
body of rules that enable them to form as objects of a discourse and
thus constitute the conditions of their historical appearance. To
write a history of discursive objects that does not plunge them into
the common depth of a primal soil, but deploys the nexus of regularities
that govern their dispersion.
However, to suppress the stage of 'things themselves'
is not necessarily to return to the linguistic analysis of meaning.
When one describes the formation of the objects of a discourse, one
tries to locate the relations that characterise a discursive practice,
one determines neither a lexical organisation, nor the scansions of
a semantic field: one does not question the meaning given at a particular
period to such words as 'melancholia' or madness without delirium',
nor the opposition of content between psychosis' and 'neurosis'. Not,
I repeat, that such analyses are regarded as illegitimate or impossible;
but they are not relevant when we are trying to discover, for example,
how criminality could become an object of medical expertise, or sexual
deviation a possible object of psychiatric discourse. The analysis
of lexical contents defines either the elements of meaning at the
disposal of speaking subjects in a given period, or the semantic structure
that appears on the surface of a discourse that has already been spoken;
it does not concern discursive practice as a place in which a tangled
plurality - at once superposed and incomplete - of objects is formed
and deformed, appears and disappears.
The sagacity of the commentators is not mistaken: from
the kind of analysis that I have undertaken, words are as deliberately
absent as things themselves; any description of a vocabulary is as
lacking as any reference to the living plenitude of experience. We
shall not return to the state anterior to discourse - in which nothing
has yet been said, and in which things are only just beginning to
emerge out of the grey light; and we shall not pass beyond discourse
in order to rediscover the forms that it has created and left behind
it; we shall remain, or try to remain, at the level of discourse itself.
Since it is sometimes necessary to dot the 'i's of even the most obvious
absences, I will say that in all these searches, in which I have still
progressed so little, I would like to show that 'discourses', in the
form in which they can be heard or read, are not, as one might expect,
a mere intersection of things and words: an obscure web of things,
and a manifest, visible, Coloured chain of words; I would like to
show that discourse is not a slender surface of contact, or confrontation,
between a reality and a language (langue), the intrication of a lexicon
and an experience; I would like to show with precise examples that
in analysing discourses themselves, one sees the loosening of the
embrace, apparently so tight, of words and things, and the emergence
of a group of rules proper to discursive practice. These rules define
not the dumb existence of a reality, nor the canonical use of a vocabulary,
but the ordering of objects. 'Words and things' is the entirely serious
title of a problem; it is the ironic title of a work that modifies
its own form, displaces its own data, and reveals, at the end of the
day, a quite different task. A task that consists of not - of no longer
treating discourses as groups of signs (signifying elements referring
to contents or representations) but as practices that systematically
form the objects of which they speak. Of course, discourses are composed
of signs; but what they do is more than use these signs to designate
things. It is this more that renders them irreducible to the language
(langue) and to speech. it is this 'more' that we must reveal and
describe.
Source: The Archaeology
of Knowledge (1969), publ. Routledge, 1972. First 3 Chapters , by
Foucault.
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